­­RUT:  RST For Signals "In the Noise"

n5bf/6, posted 2008 January 9, modified 2008 January 18

 

Heritage

 

From the beginning radio operators have used standardized systems of signal reporting to quantify station performance and propagation.  When used correctly, this courtesy of the receiving operator can be greatly helpful to the transmitting operator.

 

The system I first used is described in The Radio Amateur's Operating Manual by George Thurston, W4MLE for 1969, p. 22:

 

The R-S-T System

 

Readability

1 – Unreadable.

2 – Barely readable, occasional words distinguishable.

3 – Readable with considerable difficulty.

4 – Readable with practically no difficulty.

5 – Perfectly readable.

 

Signal Strength

1 – Faint signals, barely perceptible.

2 – Very weak signals.

3 – Weak signals.

4 – Fair signals.

5 – Fairly good signals.

6 – Good signals.

7 – Moderately strong signals.

8 – Strong signals.

9 – Extremely strong signals.

 

Tone

1 – Extremely rough hissing note.

2 – Very rough a.c. note, no trace of musicality.

3 – Rough low-pitched a.c. note, slightly musical.

4 – Rather rough a.c. note; moderately musical.

5 – Musically modulated note.

6 – Modulated note, slight trace of whistle.

7 – Near d.c. note, smooth ripple.

8 – Good d.c. note, just a trace of ripple.

9 – purest d.c. note.

 

If the signal has the characteristic steadiness of crystal control, add the letter X to the RST report.  If there is a chirp, the letter C may be added to so indicate.  Similarly for a click, add K.

 

 

Discussion

 

My first transmitter was homebrew, cathode keyed, and crystal controlled.  Some of the crystals used chirped badly, several hundred Hz with a time constant of perhaps half a second.  I received many honest signal reports with "C" appended.

 

My first receiver had no meters of any kind.  Indeed, the main tuning dial did not even read frequency.  I had to find WWV by just tuning across the various bands, and plot graphs, interpolating where the amateur bands of interest would be.

 

All of my signal reports at the beginning were, therefore, "by ear."  Readability is subjective anyway but, by the guidelines given above, so is strength.

 

More recently, many amateur radios sport a signal strength meter in some form and although it is difficult to calibrate such a meter for various modulations, noise characteristics, and frequencies, there seems to be some at least informal agreement on a standard S-9 at 5 microvolts received signal with each S-unit representing 6 dB (that is, a doubling in voltage on the meter).  So, the current S-unit system is logarithmic, like the response of the ear.

 

From this information, one can construct the following table:

 

S    dBm      uV  femtowatts @ 50 ohms

9     -93    5.0     500.

8     -99    2.5     130.

7    -105    1.3      32.

6    -111    0.63      7.9

5    -117    0.32      2.0

4    -123    0.16      0.50

3    -129    0.079     0.12

2    -135    0.040     0.032

1    -141    0.020     0.0079

0    -147    0.010     0.0020

 

(This is according to the "above 30 MHz convention used by DSP-10.  Below 30 MHz, S-9 is  customarily taken 20 dB higher at -73 dBm or 50 microvolts.1)

 

There is, however, now considerable unfortunate ignorance or abuse of the system leading to contesting jokes like:

 

"You're 599 OM, please repeat all."

 

and

 

"599 is just the contesting synchronization word."

 

This is unfortunate inasmuch as there would be value in these reports in, for example, Top band tests where they are still required but not honored, in evaluating the performance of your power level and antenna over a wide range of contacts.

 

Those doing radio design and construction and serious weak signal work these days tend to think of signal strengths in terms of dBm.  Still, the RST concept is, or at least was, well ingrained in the radio operator's skill set.

 

 

R-U-T for "In the Noise" Weak Signal Research

 

It occurred to me that the RST system might be extended to the sub-audible-noise-floor research now being done in amateur radio circles, such as the DSP-10 group.

 

Before going on, let me clarify that the work I am talking about here is not really "below the noise" which is, by definition, undetectable, it is merely below the noise in a standard audio bandwidth, human-audible receiver, the situation with which we are all so familiar that we think of it as ground truth.  The techniques we are now beginning to investigate are ways of looking for or at signals which are much weaker than those that can be detected in that way, "by ear."  Even the simplest, non-coherent averaging, promises 20-30 dB more depth for the patient (20 dB) to truly patient (30 dB) operator.

 

Here I propose an extrapolation of the RST system at and below S-0 and redefine the "readability" and "tone" criteria to quantities appropriate to this sort of work.  This extrapolation will be intuitive to the experienced radio amateur and will give us means to gauge the difficulty of contacts achieved or contemplated.  I call it R-U-T for Readability, Under-strength, and Tone.

 

In this system, readability is a statistical determination of the probability of detection compared to the noise statistics.  Averaging techniques for determining absolute signal level from the (S+N)/N equation, for example, will produce statistical information about the noise "N".  The detected signal, "S" will have some strength compared to the noise statistics.  I propose that the readability metric be estimated signal strength expressed in standard deviations of noise.

 

Readability

1 – one standard deviation, 68% chance of detection, not significant.

2 – two standard deviations, 95% chance of detection, "minimums"

3 – three standard deviations, chance of false positive, 370:1

4 – four standard deviations, chance of false positive, 15,800:1

5 – five standard deviations, chance of false positive, > 1,700,000:1

 

This could be extended beyond "5" but it appears that this would be pointless.

 

Strength Under S-0

U is "S" from the (S+N)/N equation.  Beginning from the bottom of the table above, reading "floored" measure (i.e. -173 dBm is U-5, not U-4):

0 – -147 dBm

1 – -153 dBm

2 – -159 dBm

3 – -165 dBm

4 – -171 dBm

5 – -177 dBm

6 – -183 dBm

7 – -189 dBm

8 – -195 dBm

9 – -201 dBm

 

It appears that the original RST system was designed to limit the report to one digit in each of the places to minimize confusion, thus, convention and meter calibration have, for values beyond S-9, "dB over S-9."  Here, similarly, we can say "dB below U-9."

 

U-9 – 10 dB – -211 dBm

U-9 – 20 dB – -221 dBm

 

This gives us a reasonable range within which to work.

 

Tone

This refers to the stability of the master oscillator used within the time periods of interest. Symbol times in this kind of work can vary from seconds to tens, hundreds, or thousands of seconds.

 

1 – one part in ten (human speaking, "one thousand one, one thousand two,..."

2 – one part in a hundred

3 – one part per thousand, 10-3 (around a minute per day)

...

6 – one part per million, 10-6 (half minute per year)

...

9 – one part per billion, 10-9 or better.  (Obtainable with GPS or equivalent disciplining.)

 

Stations attempting PUA43 tests at 10 GHz would need T-8 to T-9 minimum over the symbol transmission period of about a second.

 

Example:

 

At

 

HamRadio/Dsp10/PhaseFive/Eme2/Eme2.html

 

I claimed to have achieved QRPpp (5 watts to a single yagi) EME using the DSP-10 EME2 mode and integrating for over 10,000 seconds.  The resulting signal strength estimate was -187 dBm with 4.2 sigma confidence.  The oscillator used has been measured to have an offset of about one part per million but is thought to be stable to parts in 10-7 or better.  Since this is a self-echo detection mode, the "relative" stability of the oscillator is only important over the five seconds of one transmit-receive cycle.  We would say RUT 477.

 

Example:

 

I can usually see the N6NB/B DM05 in LTI (beam heading 347) but only on a rare good day can I hear it audibly.  On such good days, I would give it an RST of 319.  The DSP-10 S-meter would say S-1 or S-2.

 

The first figure in the link above shows a day where ÒSÓ was calculated at -158.7 dBm after 195 sample points in Long Term Integration (LTI).  Looking at the Òyellow lineÓ display, it looks like this is better than 5-sigma, so we would say RUT 529.  On this day, the signal was barely audible (RST 119 - 219), so R-5 for a long integration is reasonable.

 

Example:

 

The RUT convention can also be used to predict signal levels needed for certain experiments.  For example, if I added a 100 W. amplifier to the QRPpp EME2 example, I might promote it to QRPp EME and say that RUT of 356 was the minimum required to claim detection.  This might take only a few thousand seconds of integration.  By similar arguments (see the link above and my paper on EVE/EME) EVE (Venus) might require something like 20 dB below 299.


1 IARU Region 1 Technical Recommendation R.1, Brighon 1981, Torremolinos 1990, STANDARDISATION OF S-METER READINGS:

1.  One S-unit corresponds to a signal level difference of 6 dB,
2.  On the bands below 30 MHz a meter deviation of S-9 corresponds to an available power of -73 dBm from a continuous wave signal generator connected to the receiver input terminals,
3.  On the bands above 144 MHz this available power shall be -93 dBm,
4.  The metering system shall be based on quasi-peak detection with an attack time of 10 ms +/- 2 ms and a decay time constant of at least 500 ms.


Cited in An Accurate S-Meter for Direct Conversion Receivers, Gary W. Johnson, WB9JPS, QST 2008 February, p. 33.